Brian StutmanSenior Managing Director

Brian Stutman graduated cum laude from the University of Massachusetts, Amherst with Bachelor of Arts in 1989. He joined Wall Street after a 10-year entrepreneurial career and selling his last company, Employee Information Services, to a private equity firm.

Brian has 15+ years of experience in trading, electronic trading, and prime brokerage. Having started his career at Carlin Equities, Brian opened the West Palm Beach branch and was promoted to supervise all of Florida. Brian was the lead salesperson during his tenure at Carlin, staying with the firm for over seven years until it was purchased by Royal Bank of Canada in 2006. At Royal Bank of Canada Brian held a key role in the newly formed United States Prime desk, and was personally responsible for $5B in balances and generating over $12.5M in revenue for the bank. Brian then joined Lighthouse Financial Group as managing director and co-head of Prime Services. Brian was responsible for sales, marketing, operations, service, clearing and DMA relationships. Brian was most recently a director at Lazard Capital Markets where he focused on prime brokerage and multi-product sales.

Brian holds Series 3, 7, 24, and 63 licenses.

Brian splits his time between New York and South Florida where he raises two children.

P: 212.904.0280


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